| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 就证券提供意见 | 2021-04-23 | 2022-05-27 |
| Rep | 证券交易 | 2021-02-09 | 2022-05-27 | |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2021-02-09 | 2022-05-27 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2015-08-31 | 2021-01-30 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2015-08-31 | 2021-01-30 |