| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMB INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2026-03-09 | - |
| CMB International Securities Limited | Rep | 就证券提供意见 | 2026-03-09 | - |
| Rep | 证券交易 | 2026-03-09 | - | |
| UBS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2023-11-24 | 2023-12-17 |
| PARTNERS CAPITAL SECURITIES LIMITED | Rep | 证券交易 | 2015-08-31 | 2016-07-30 |