| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2023-07-13 | - |
| Rep | 证券交易 | 2023-07-13 | - | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期货合约交易 | 2023-07-13 | - |
| Rep | 证券交易 | 2023-07-13 | - | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期货合约交易 | 2021-12-13 | 2023-05-02 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就证券提供意见 | 2021-12-13 | 2023-05-02 |
| Rep | 期货合约交易 | 2021-12-13 | 2023-05-02 | |
| Rep | 证券交易 | 2021-12-13 | 2023-05-02 | |
| CICC US Securities (Hong Kong) Limited | Rep | 证券交易 | 2021-12-13 | 2023-05-02 |
| Marex HK Asia Limited | Rep | 期货合约交易 | 2015-11-13 | 2017-06-23 |
| Rep | 证券交易 | 2015-09-04 | 2017-06-23 |
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