| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited | Rep | 期货合约交易 | 2022-08-31 | - |
| Rep | 就证券提供意见 | 2021-07-28 | - | |
| Rep | 证券交易 | 2021-07-28 | - | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 就证券提供意见 | 2017-07-04 | 2021-07-02 |
| Rep | 证券交易 | 2017-07-04 | 2021-07-02 | |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 就证券提供意见 | 2015-09-04 | 2017-04-05 |
| Rep | 期货合约交易 | 2015-09-04 | 2017-04-05 | |
| Rep | 证券交易 | 2015-09-04 | 2017-04-05 |