| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Moore Capital Asia Limited | Rep | 提供资产管理 | 2019-03-11 | 2020-12-31 |
| Rep | 期货合约交易 | 2019-03-11 | 2020-12-31 | |
| Rep | 证券交易 | 2019-03-11 | 2020-12-31 | |
| Nezu Asia Capital Management Limited | Rep | 提供资产管理 | 2017-07-18 | 2018-12-20 |
| Credit Suisse (Hong Kong) Limited | Rep | 期货合约交易 | 2015-09-07 | 2017-05-05 |
| Rep | 证券交易 | 2015-09-07 | 2017-05-05 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2015-09-07 | 2017-05-05 |
| Rep | 证券交易 | 2015-09-07 | 2017-05-05 |