| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 就证券提供意见 | 2023-10-12 | - |
| Credit Suisse (Hong Kong) Limited | Rep | 就证券提供意见 | 2020-10-23 | 2023-09-27 |
| CLSA LIMITED | Rep | 就证券提供意见 | 2017-12-01 | 2020-09-18 |
| BOCI RESEARCH LIMITED | Rep | 就证券提供意见 | 2017-03-01 | 2017-11-24 |
| CLC FUTURES LIMITED | Rep | 就期货合约提供意见 | 2016-05-25 | 2017-01-31 |
| Rep | 期货合约交易 | 2016-05-25 | 2017-01-31 | |
| CLC SECURITIES LIMITED | Rep | 就证券提供意见 | 2015-09-10 | 2017-01-31 |
| Rep | 证券交易 | 2015-09-10 | 2017-01-31 |