| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | 就期货合约提供意见 | 2017-05-04 | 2019-08-24 |
| Rep | 就证券提供意见 | 2017-05-04 | 2019-08-24 | |
| GUODU FUTURES (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2015-10-29 | 2017-04-07 |
| Rep | 期货合约交易 | 2015-10-29 | 2017-04-07 | |
| GUODU SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2015-09-16 | 2017-04-07 |
| Rep | 证券交易 | 2015-09-16 | 2017-04-07 |