| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES HONG KONG LIMITED | Rep | 就机构融资提供意见 | 2017-12-01 | - |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就机构融资提供意见 | 2015-09-18 | 2017-05-22 |
| Rep | 就证券提供意见 | 2015-09-18 | 2017-05-22 | |
| Rep | 证券交易 | 2015-09-18 | 2017-05-22 | |
| Merrill Lynch Far East Limited | Rep | 就机构融资提供意见 | 2015-09-18 | 2017-05-22 |
| Rep | 就证券提供意见 | 2015-09-18 | 2017-05-22 | |
| Rep | 证券交易 | 2015-09-18 | 2017-05-22 |