| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMS ASSET MANAGEMENT (HK) CO., LIMITED | Rep | 就证券提供意见 | 2026-10-29 | - |
| Rep | 提供资产管理 | 2026-10-29 | - | |
| Rep | 证券交易 | 2026-10-29 | - | |
| Dingxin (Securities) Limited | RO | 就证券提供意见 | 2025-08-20 | 2025-09-12 |
| RO | 证券交易 | 2025-07-21 | 2025-09-12 | |
| Rep | 提供资产管理 | 2025-07-18 | 2025-09-12 | |
| Rep | 证券交易 | 2025-06-12 | 2025-07-21 | |
| Rep | 就证券提供意见 | 2025-06-12 | 2025-08-20 | |
| BOCOM International Securities Limited | RO | 就证券提供意见 | 2021-03-02 | 2025-05-11 |
| RO | 证券交易 | 2021-03-02 | 2025-05-11 | |
| BOCOM International Asset Management Limited | RO | 提供资产管理 | 2020-03-05 | 2020-04-22 |
| RO | 就证券提供意见 | 2020-03-05 | 2021-03-02 | |
| RO | 证券交易 | 2020-03-05 | 2021-03-02 | |
| Rep | 就证券提供意见 | 2017-10-03 | 2020-03-05 | |
| Rep | 提供资产管理 | 2017-10-03 | 2020-03-05 | |
| Rep | 证券交易 | 2017-10-03 | 2020-03-05 | |
| China Asset Management (Hong Kong) Limited | Rep | 就证券提供意见 | 2015-09-29 | 2015-12-16 |
| Rep | 提供资产管理 | 2015-09-29 | 2015-12-16 |
已采集记录中暂无金管局登记。