| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期货合约交易 | 2020-06-05 | 2022-11-09 |
| Rep | 证券交易 | 2020-06-05 | 2022-11-09 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 提供资产管理 | 2018-08-22 | 2019-11-05 |
| Rep | 证券交易 | 2018-08-22 | 2019-11-05 | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2018-08-22 | 2019-11-05 |
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2016-09-05 | 2017-04-01 |
| Rep | 就证券提供意见 | 2015-09-30 | 2017-04-01 | |
| Rep | 证券交易 | 2015-09-30 | 2017-04-01 |