| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL CAPITAL LIMITED | RO | 就机构融资提供意见 | 2026-06-03 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | 证券交易 | 2026-06-03 | - |
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2026-03-24 | 2026-06-03 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2026-03-24 | - |
| Rep | 证券交易 | 2026-03-24 | 2026-06-03 | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2020-07-14 | 2020-08-26 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2015-09-30 | 2020-05-15 |