| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Gold Mountains Asset Management Limited | Rep | 就证券提供意见 | 2024-12-23 | - |
| Rep | 提供资产管理 | 2024-12-23 | - | |
| Equities First Holdings Hong Kong Limited | Rep | 证券交易 | 2022-10-11 | 2024-05-17 |
| Mirae Asset Securities (HK) Limited | Rep | 就证券提供意见 | 2021-03-16 | 2022-03-18 |
| Rep | 期货合约交易 | 2019-10-18 | 2022-03-18 | |
| Rep | 证券交易 | 2019-09-20 | 2022-03-18 | |
| Equities First Holdings Hong Kong Limited | Rep | 证券交易 | 2017-03-01 | 2019-03-25 |
| BGC SECURITIES (HONG KONG) LLC | Rep | 期货合约交易 | 2015-10-02 | 2017-01-31 |
| Rep | 证券交易 | 2015-10-02 | 2017-01-31 |
已采集记录中暂无金管局登记。