| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Huarui Securities Limited | RO | 就证券提供意见 | 2024-12-13 | - |
| RO | 提供资产管理 | 2024-12-13 | - | |
| RO | 证券交易 | 2024-12-13 | - | |
| Wanhai Securities (HK) Limited | Rep | 就证券提供意见 | 2020-10-28 | 2022-08-25 |
| Rep | 证券交易 | 2020-10-28 | 2022-08-25 | |
| SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2016-05-24 | 2019-06-06 |
| Rep | 提供资产管理 | 2016-05-24 | 2019-06-06 | |
| FULBRIGHT FUTURES LIMITED | Rep | 就期货合约提供意见 | 2015-12-03 | 2016-04-10 |
| FULBRIGHT SECURITIES LIMITED | Rep | 就证券提供意见 | 2015-12-03 | 2016-04-10 |
| FULBRIGHT ASSET MANAGEMENT LIMITED | Rep | 提供资产管理 | 2015-10-09 | 2016-04-10 |
| FULBRIGHT FUTURES LIMITED | Rep | 期货合约交易 | 2015-10-09 | 2016-04-10 |
| FULBRIGHT SECURITIES LIMITED | Rep | 证券交易 | 2015-10-09 | 2016-04-10 |
已采集记录中暂无金管局登记。