| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PO SANG SECURITIES LIMITED | Rep | 证券交易 | 2026-03-09 | - |
| BOCI SECURITIES LIMITED | Rep | 期货合约交易 | 2025-11-10 | 2026-02-13 |
| Rep | 证券交易 | 2025-11-10 | 2026-02-13 | |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 就证券提供意见 | 2023-01-11 | 2025-10-17 |
| Rep | 证券交易 | 2023-01-11 | 2025-10-17 | |
| China Securities (International) Brokerage Company Limited | Rep | 就期货合约提供意见 | 2021-10-07 | 2022-12-09 |
| Rep | 就证券提供意见 | 2021-09-15 | 2022-12-09 | |
| Rep | 期货合约交易 | 2021-09-15 | 2022-12-09 | |
| Rep | 证券交易 | 2021-09-15 | 2022-12-09 | |
| CHINA CIFCO SECURITIES CO., LIMITED | RO | 就证券提供意见 | 2021-01-26 | 2021-08-30 |
| RO | 证券交易 | 2021-01-26 | 2021-08-30 | |
| Rep | 证券交易 | 2019-04-15 | 2021-01-26 | |
| CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED | Rep | 期货合约交易 | 2019-01-16 | 2021-08-30 |
| NINE RIVERS CAPITAL PARTNERS LIMITED | Rep | 就证券提供意见 | 2018-11-15 | 2018-12-31 |
| Rep | 证券交易 | 2015-10-23 | 2018-12-31 |
已采集记录中暂无金管局登记。