| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| TP ICAP MARKETS (HONG KONG) LIMITED | Rep | 提供自动化交易服务 | 2025-07-07 | - |
| Rep | 期货合约交易 | 2022-08-08 | - | |
| Rep | 证券交易 | 2022-08-01 | - | |
| UBS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2021-08-27 | 2022-05-13 |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 证券交易 | 2017-03-20 | 2021-05-06 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 就证券提供意见 | 2017-02-13 | 2017-02-25 |
| Rep | 证券交易 | 2017-02-13 | 2017-02-25 | |
| Rep | 就证券提供意见 | 2015-10-27 | 2017-02-12 | |
| Rep | 证券交易 | 2015-10-27 | 2017-02-12 |
已采集记录中暂无金管局登记。