| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KAM LUEN SECURITIES LIMITED | RO | 就证券提供意见 | 2024-09-30 | - |
| RO | 提供资产管理 | 2024-09-30 | - | |
| RO | 证券交易 | 2024-09-30 | - | |
| Rep | 就证券提供意见 | 2022-05-26 | 2024-09-30 | |
| Rep | 提供资产管理 | 2022-05-26 | 2024-09-30 | |
| Rep | 证券交易 | 2022-05-13 | 2024-09-30 | |
| uSmart Securities Limited | Rep | 证券交易 | 2022-03-18 | 2022-04-19 |
| Founder Securities (Hong Kong) Capital Company Limited | Rep | 证券交易 | 2018-07-04 | 2019-12-30 |
| Rep | 就机构融资提供意见 | 2018-07-04 | 2020-12-31 | |
| FOUNDER FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2017-09-29 | 2018-11-08 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2017-08-29 | 2020-12-31 |
| China Securities (International) Brokerage Company Limited | Rep | 证券交易 | 2015-10-28 | 2017-06-20 |
| China Securities (International) Corporate Finance Company Limited | Rep | 就机构融资提供意见 | 2015-10-28 | 2017-06-20 |
| Rep | 证券交易 | 2015-10-28 | 2017-06-20 |
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