| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Crosby Securities Limited | Rep | 就证券提供意见 | 2019-01-14 | 2020-05-01 |
| Asia Pacific Financial Investment Services Co., Limited | Rep | 提供信贷评级服务 | 2017-12-11 | 2018-08-29 |
| LOUIS CAPITAL MARKETS (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2015-10-29 | 2016-09-15 |
| Rep | 期货合约交易 | 2015-10-29 | 2016-09-15 | |
| Rep | 证券交易 | 2015-10-29 | 2016-09-15 |