| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UZen Securities Limited | Rep | 证券交易 | 2022-11-24 | 2023-01-01 |
| Opus Capital Limited (HK) | Rep | 证券交易 | 2022-03-31 | 2022-12-10 |
| Rep | 就机构融资提供意见 | 2022-03-31 | 2023-01-01 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2021-09-28 | 2022-02-16 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2020-08-03 | 2022-02-16 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2020-08-03 | 2022-02-16 |