| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 就机构融资提供意见 | 2021-08-16 | 2022-09-09 |
| CHINA EVERBRIGHT CAPITAL LIMITED | Rep | 证券交易 | 2018-05-24 | 2021-08-08 |
| Rep | 就机构融资提供意见 | 2018-05-15 | 2021-08-08 | |
| AMPLE CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2017-01-09 | 2018-04-25 |
| ALTUS CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2015-11-11 | 2016-11-30 |
| ALTUS INVESTMENTS LIMITED (HK) | Rep | 证券交易 | 2015-11-11 | 2016-11-30 |