| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2022-03-07 | - |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2021-05-18 | - |
| Rep | 证券交易 | 2021-05-18 | - | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2019-08-09 | 2021-02-26 |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2016-11-28 | 2017-03-17 |
| Jefferies Hong Kong Limited | Rep | 就证券提供意见 | 2015-11-16 | 2016-11-14 |
已采集记录中暂无金管局登记。