| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | 证券交易 | 2025-10-30 | - |
| Rep | 证券交易 | 2023-11-13 | 2025-10-30 | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 就期货合约提供意见 | 2021-12-24 | 2023-05-04 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | 就证券提供意见 | 2020-12-04 | 2023-05-04 |
| RO | 证券交易 | 2020-12-04 | 2023-05-04 | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2020-10-05 | 2023-05-04 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2020-08-25 | 2020-12-04 |
| Rep | 证券交易 | 2020-08-25 | 2020-12-04 |