| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2018-02-22 | - |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期货合约交易 | 2018-02-22 | - |
| UBS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2018-02-13 | - |
| UBS SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2018-02-13 | - |
| CGS International Securities Hong Kong Limited | Rep | 证券交易 | 2015-11-24 | 2018-01-03 |