| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCOM International (Asia) Limited | RO | 就机构融资提供意见 | 2021-09-14 | - |
| BOCOM International Securities Limited | RO | 就证券提供意见 | 2021-09-14 | - |
| RO | 证券交易 | 2021-09-14 | - | |
| BOCOM International (Asia) Limited | Rep | 就机构融资提供意见 | 2021-05-11 | 2021-09-14 |
| BOCOM International Securities Limited | Rep | 就证券提供意见 | 2021-05-11 | 2021-09-14 |
| Rep | 证券交易 | 2021-05-11 | 2021-09-14 | |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 就证券提供意见 | 2015-11-25 | 2017-12-30 |
| Rep | 证券交易 | 2015-11-25 | 2017-12-30 |
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