| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Bosera Asset Management (International) Co., Limited | Rep | 就证券提供意见 | 2023-06-01 | - |
| Rep | 提供资产管理 | 2023-06-01 | - | |
| Rep | 证券交易 | 2023-06-01 | - | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2019-12-11 | 2021-03-30 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2019-12-11 | 2021-03-30 |
| Rep | 证券交易 | 2019-12-11 | 2021-03-30 | |
| CITIC Securities International Global Markets Limited | Rep | 就证券提供意见 | 2017-06-26 | 2019-10-19 |
| Rep | 期货合约交易 | 2017-06-26 | 2019-10-19 | |
| Rep | 证券交易 | 2017-06-26 | 2019-10-19 | |
| CITIC Securities Brokerage (HK) Limited | Rep | 就证券提供意见 | 2015-11-25 | 2017-06-25 |
| Rep | 证券交易 | 2015-11-25 | 2017-06-25 | |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2015-11-25 | 2017-06-25 |
已采集记录中暂无金管局登记。