| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | 就证券提供意见 | 2023-01-11 | - |
| RO | 证券交易 | 2023-01-11 | - | |
| Rep | 就证券提供意见 | 2022-06-02 | 2023-01-11 | |
| Rep | 证券交易 | 2022-06-02 | 2023-01-11 | |
| CITIC Securities Asset Management (HK) Limited | Rep | 就证券提供意见 | 2021-04-07 | 2021-11-05 |
| CITIC Securities International Global Markets Limited | Rep | 期货合约交易 | 2017-06-26 | 2021-11-05 |
| Rep | 证券交易 | 2017-06-26 | 2021-11-05 | |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2015-12-02 | 2017-06-25 |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2015-12-02 | 2017-06-25 |
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