| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SC Lowy Securities (HK) Limited | Rep | 证券交易 | 2025-04-16 | 2026-04-15 |
| SC Lowy Asset Management (HK) Limited | Rep | 提供资产管理 | 2024-01-24 | - |
| SC Lowy Financial (HK) Limited | Rep | 证券交易 | 2020-02-18 | - |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2016-10-04 | 2019-09-24 |
| Merrill Lynch Far East Limited | Rep | 证券交易 | 2016-10-04 | 2016-10-25 |
| Rep | 期货合约交易 | 2016-10-04 | 2019-09-24 | |
| Houlihan Lokey (China) Limited | Rep | 就机构融资提供意见 | 2015-12-07 | 2016-08-18 |
| Rep | 就证券提供意见 | 2015-12-07 | 2016-08-18 | |
| Rep | 证券交易 | 2015-12-07 | 2016-08-18 |