| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Phoenician Limited (HK) | RO | 就证券提供意见 | 2026-08-18 | - |
| RO | 提供资产管理 | 2026-08-18 | - | |
| Phoenician Securities Limited | RO | 证券交易 | 2026-08-18 | - |
| ORIENT SECURITIES (HONG KONG) LIMITED | RO | 证券交易 | 2019-09-09 | 2023-06-26 |
| Rep | 证券交易 | 2017-08-25 | 2019-09-09 | |
| CMB International Capital Limited | Rep | 证券交易 | 2016-07-12 | 2017-05-12 |
| Rep | 就机构融资提供意见 | 2016-04-15 | 2017-05-12 | |
| CMB International Securities Limited | Rep | 证券交易 | 2015-12-11 | 2016-07-12 |