| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2023-05-02 | - |
| Rep | 期货合约交易 | 2023-05-02 | - | |
| Rep | 证券交易 | 2023-05-02 | - | |
| Credit Suisse (Hong Kong) Limited | Rep | 就期货合约提供意见 | 2020-11-20 | 2023-01-20 |
| Rep | 期货合约交易 | 2020-11-20 | 2023-01-20 | |
| Rep | 就机构融资提供意见 | 2020-09-21 | 2020-11-20 | |
| Rep | 就证券提供意见 | 2020-09-21 | 2023-01-20 | |
| Rep | 证券交易 | 2020-09-21 | 2023-01-20 |