| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ORIENTAL PATRON ASIA LIMITED | Rep | 就机构融资提供意见 | 2019-04-01 | 2023-03-31 |
| Rep | 证券交易 | 2019-04-01 | 2023-03-31 | |
| SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2017-03-27 | 2019-01-16 |
| SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | 证券交易 | 2017-03-27 | 2019-01-16 |
| Oppenheimer Investments Asia Limited | Rep | 就机构融资提供意见 | 2015-12-21 | 2016-12-31 |
| Rep | 证券交易 | 2015-12-21 | 2016-12-31 |