| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 期货合约交易 | 2025-04-08 | 2026-07-13 |
| Rep | 证券交易 | 2025-04-08 | 2026-07-13 | |
| Deltroit (Hong Kong) Limited | RO | 就证券提供意见 | 2023-05-08 | 2024-08-15 |
| RO | 提供资产管理 | 2023-05-08 | 2024-08-15 | |
| RO | 证券交易 | 2023-05-08 | 2024-08-15 | |
| Rep | 就证券提供意见 | 2021-09-13 | 2023-05-08 | |
| Rep | 提供资产管理 | 2021-09-13 | 2023-05-08 | |
| Rep | 证券交易 | 2021-09-13 | 2023-05-08 | |
| LMR Partners Limited | Rep | 提供资产管理 | 2019-08-13 | 2021-03-29 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2015-12-22 | 2019-01-29 |
| Rep | 就证券提供意见 | 2015-12-22 | 2019-01-29 | |
| Rep | 期货合约交易 | 2015-12-22 | 2019-01-29 | |
| Rep | 证券交易 | 2015-12-22 | 2019-01-29 |