| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Going Securities Limited | Rep | 就期货合约提供意见 | 2025-08-01 | - |
| Rep | 期货合约交易 | 2025-08-01 | - | |
| Rep | 就证券提供意见 | 2025-02-27 | - | |
| Rep | 提供资产管理 | 2025-02-27 | - | |
| Rep | 证券交易 | 2025-02-27 | - | |
| First Quarter Moon Asset Management Limited | Rep | 就证券提供意见 | 2024-11-11 | 2024-12-11 |
| Rep | 提供资产管理 | 2024-11-11 | 2024-12-11 | |
| Ark Securities (Hong Kong) Limited | Rep | 就证券提供意见 | 2020-09-24 | 2022-03-08 |
| Rep | 提供资产管理 | 2020-09-24 | 2022-03-08 | |
| Rep | 证券交易 | 2020-09-24 | 2022-03-08 |