| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Wealth Link Securities Limited | Rep | 就证券提供意见 | 2024-09-11 | 2025-04-01 |
| Rep | 证券交易 | 2024-09-11 | 2025-04-01 | |
| Saxo Capital Markets HK Limited | Rep | 就证券提供意见 | 2022-04-01 | 2022-10-08 |
| Rep | 期货合约交易 | 2022-04-01 | 2022-10-08 | |
| Rep | 证券交易 | 2022-04-01 | 2022-10-08 | |
| Rep | 杠杆式外汇交易 | 2022-04-01 | 2022-10-08 | |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2021-05-14 | 2021-08-01 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2020-09-30 | 2021-08-01 |