| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ICBC INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2023-03-23 | - |
| Rep | 就证券提供意见 | 2023-03-23 | - | |
| Rep | 证券交易 | 2023-03-23 | - | |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2023-03-23 | - |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2021-09-30 | 2022-11-18 |
| Rep | 就机构融资提供意见 | 2021-09-10 | 2022-11-18 | |
| BOCI ASIA LIMITED | Rep | 就机构融资提供意见 | 2017-10-12 | 2021-09-02 |
| SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2016-03-21 | 2017-08-24 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 证券交易 | 2016-01-04 | 2016-02-19 |
| SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | 证券交易 | 2016-01-04 | 2017-08-24 |
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