| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2025-10-13 | - |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2025-10-13 | - |
| Goldhorse Securities Limited | Rep | 就证券提供意见 | 2022-09-19 | 2025-07-18 |
| Rep | 证券交易 | 2022-09-19 | 2025-07-18 | |
| Gentleman Capital Limited | Rep | 提供资产管理 | 2022-03-22 | 2022-08-15 |
| HONG KONG ASSET MANAGEMENT LIMITED | Rep | 提供资产管理 | 2021-09-20 | 2022-02-10 |
| RO | 就期货合约提供意见 | 2021-07-22 | 2022-02-10 | |
| RO | 期货合约交易 | 2021-07-22 | 2022-02-10 | |
| Rep | 就期货合约提供意见 | 2021-03-09 | 2021-07-22 | |
| Rep | 期货合约交易 | 2021-02-18 | 2021-07-22 | |
| ADMIS Hong Kong Limited | Rep | 杠杆式外汇交易 | 2016-01-11 | 2019-04-30 |
| Rep | 期货合约交易 | 2016-01-11 | 2021-01-08 |
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