| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| A-JEX INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2025-10-28 | - |
| Rep | 提供资产管理 | 2025-10-28 | - | |
| Rep | 证券交易 | 2025-10-28 | - | |
| RO | 就证券提供意见 | 2021-10-19 | 2022-09-13 | |
| RO | 提供资产管理 | 2021-10-19 | 2022-09-13 | |
| RO | 证券交易 | 2021-10-19 | 2022-09-13 | |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 证券交易 | 2018-05-24 | 2021-05-21 |
| SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | 提供资产管理 | 2016-10-04 | 2017-08-20 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 就证券提供意见 | 2016-01-15 | 2017-08-20 |
| Rep | 证券交易 | 2016-01-15 | 2017-08-20 |