| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2024-03-25 | - |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2024-03-25 | - |
| Gentleman Capital Limited | Rep | 就证券提供意见 | 2023-07-11 | 2024-02-18 |
| Rep | 提供资产管理 | 2021-03-03 | 2024-02-18 | |
| XIN HUA SECURITIES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2017-05-11 | 2020-12-29 |
| HGNH International Forex Co., Limited | Rep | 杠杆式外汇交易 | 2016-08-29 | 2017-04-21 |
| HGNH International Securities Co., Limited | Rep | 证券交易 | 2016-08-29 | 2017-04-21 |
| HGNH International Futures Co., Limited | Rep | 期货合约交易 | 2016-02-01 | 2017-04-21 |