| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited | Rep | 就证券提供意见 | 2023-03-20 | - |
| Rep | 期货合约交易 | 2023-01-05 | - | |
| Rep | 证券交易 | 2023-01-05 | - | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2020-11-06 | 2022-10-07 |
| Rep | 期货合约交易 | 2020-11-06 | 2022-10-07 | |
| Rep | 证券交易 | 2020-11-06 | 2022-10-07 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 期货合约交易 | 2019-09-12 | 2020-07-31 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期货合约交易 | 2019-06-03 | 2020-07-31 |
| CICC US Securities (Hong Kong) Limited | Rep | 证券交易 | 2018-07-03 | 2020-07-31 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就证券提供意见 | 2016-02-04 | 2020-07-31 |
| Rep | 证券交易 | 2016-02-04 | 2020-07-31 |
已采集记录中暂无金管局登记。