| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2017-01-23 | - |
| Standard Chartered Securities (Hong Kong) Limited | Rep | 就期货合约提供意见 | 2016-02-15 | 2016-05-21 |
| Rep | 就证券提供意见 | 2016-02-15 | 2016-05-21 | |
| Rep | 期货合约交易 | 2016-02-15 | 2016-05-21 | |
| Rep | 证券交易 | 2016-02-15 | 2016-05-21 |