| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | 证券交易 | 2025-12-17 | - |
| Rep | 就证券提供意见 | 2022-06-16 | - | |
| Rep | 证券交易 | 2022-06-16 | 2025-12-17 | |
| CITIC Securities International Global Markets Limited | Rep | 期货合约交易 | 2017-06-26 | 2022-02-18 |
| Rep | 证券交易 | 2017-06-26 | 2022-02-18 | |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2016-02-18 | 2017-06-25 |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2016-02-18 | 2017-06-25 |
已采集记录中暂无金管局登记。