| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2018-01-15 | - |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2017-11-21 | - |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | 期货合约交易 | 2008-05-20 | 2024-12-31 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 证券交易 | 2007-02-12 | - |
| Success Securities Limited | Rep | 就证券提供意见 | 2006-12-06 | 2007-01-31 |
| Rep | 证券交易 | 2006-12-06 | 2007-01-31 | |
| RO | 就机构融资提供意见 | 2003-04-01 | 2004-12-23 | |
| RO | 提供资产管理 | 2003-04-01 | 2004-12-23 | |
| RO | 就证券提供意见 | 2003-04-01 | 2005-12-07 | |
| RO | 证券交易 | 2003-04-01 | 2005-12-07 |