| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| TP ICAP MARKETS (HONG KONG) LIMITED | Rep | 提供自动化交易服务 | 2026-07-27 | - |
| Rep | 证券交易 | 2026-07-27 | - | |
| Oppenheimer Investments Asia Limited | Rep | 就证券提供意见 | 2024-09-16 | 2026-03-20 |
| Rep | 证券交易 | 2024-07-12 | 2026-03-20 | |
| AS CAPITAL LIMITED | Rep | 证券交易 | 2023-02-09 | 2024-06-30 |
| Rep | 证券交易 | 2023-02-03 | 2023-02-03 | |
| ZHONGTAI INTERNATIONAL FINANCIAL PRODUCTS LIMITED | Rep | 证券交易 | 2021-07-06 | 2022-12-30 |
| AS CAPITAL LIMITED | Rep | 证券交易 | 2020-11-06 | 2021-06-24 |