| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Wanhai Securities (HK) Limited | RO | 就证券提供意见 | 2023-12-29 | - |
| RO | 证券交易 | 2023-12-29 | - | |
| Rep | 就证券提供意见 | 2023-12-21 | 2023-12-29 | |
| Rep | 证券交易 | 2023-12-21 | 2023-12-29 | |
| GRAND FIRE SECURITIES LIMITED | RO | 证券交易 | 2023-09-28 | 2023-12-15 |
| Rep | 就证券提供意见 | 2020-09-04 | 2023-12-15 | |
| Rep | 证券交易 | 2020-07-30 | 2023-09-28 | |
| HGNH International Futures Co., Limited | Rep | 期货合约交易 | 2019-04-03 | 2020-07-10 |
| HGNH International Securities Co., Limited | Rep | 证券交易 | 2019-02-26 | 2020-07-10 |
| PARTNERS CAPITAL SECURITIES LIMITED | Rep | 证券交易 | 2016-03-01 | 2018-09-03 |