| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期货合约交易 | 2025-07-15 | - |
| Rep | 证券交易 | 2025-07-15 | - | |
| Rep | 就证券提供意见 | 2022-10-28 | - | |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2017-10-04 | 2022-06-07 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 提供自动化交易服务 | 2017-10-04 | 2022-06-07 |
| Rep | 期货合约交易 | 2017-10-04 | 2022-06-07 | |
| Rep | 证券交易 | 2017-10-04 | 2022-06-07 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2016-03-07 | 2017-06-23 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2016-03-07 | 2017-06-23 |
| Rep | 证券交易 | 2016-03-07 | 2017-06-23 |