| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2026-02-03 | - |
| Rep | 证券交易 | 2026-02-03 | - | |
| uSmart Securities Limited | Rep | 就证券提供意见 | 2024-11-04 | 2025-12-27 |
| Rep | 提供资产管理 | 2024-11-04 | 2025-12-27 | |
| Rep | 证券交易 | 2024-11-04 | 2025-12-27 | |
| SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | 就期货合约提供意见 | 2022-10-21 | 2024-10-14 |
| Rep | 就证券提供意见 | 2022-09-30 | 2024-10-14 | |
| Central China International Securities Co., Limited | Rep | 就证券提供意见 | 2021-12-03 | 2022-09-04 |
| Rep | 证券交易 | 2021-12-03 | 2022-09-04 | |
| BaoQiao Partners Capital Limited | Rep | 就机构融资提供意见 | 2021-10-29 | 2021-11-03 |
| JMC Capital HK Limited | Rep | 就证券提供意见 | 2020-11-23 | 2021-09-30 |
| Rep | 提供资产管理 | 2020-11-23 | 2021-09-30 | |
| Rep | 证券交易 | 2020-11-23 | 2021-09-30 |
已采集记录中暂无金管局登记。