| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| DaoKou Securities Limited | RO | 证券交易 | 2021-03-05 | 2023-03-07 |
| DaoKou Asset Management Limited | RO | 就证券提供意见 | 2020-01-14 | 2025-03-24 |
| RO | 提供资产管理 | 2020-01-14 | 2025-03-24 | |
| DaoKou Securities Limited | Rep | 证券交易 | 2017-12-22 | 2021-03-05 |
| DaoKou Asset Management Limited | Rep | 就证券提供意见 | 2017-10-25 | 2020-01-14 |
| Rep | 提供资产管理 | 2017-10-25 | 2020-01-14 | |
| FIRST SECURITIES (HK) LIMITED | Rep | 证券交易 | 2016-03-15 | 2017-03-06 |