| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2020-01-10 | - |
| Rep | 证券交易 | 2020-01-10 | - | |
| Rep | 证券交易 | 2019-09-20 | 2019-09-26 | |
| Rep | 证券交易 | 2019-06-20 | 2019-06-27 | |
| Rep | 证券交易 | 2019-03-28 | 2019-04-02 | |
| Rep | 证券交易 | 2018-10-18 | 2018-10-23 | |
| Rep | 证券交易 | 2018-06-15 | 2018-06-20 | |
| Rep | 证券交易 | 2017-08-30 | 2017-09-06 | |
| Rep | 证券交易 | 2017-06-01 | 2017-06-11 | |
| Rep | 证券交易 | 2016-08-04 | 2016-08-11 | |
| Rep | 证券交易 | 2016-03-15 | 2016-03-19 |