| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Optima Capital Limited | Rep | 就机构融资提供意见 | 2018-03-05 | 2021-08-06 |
| Rep | 证券交易 | 2018-03-05 | 2021-08-06 | |
| NFH Corporate Finance Limited | Rep | 就机构融资提供意见 | 2017-06-16 | 2017-10-20 |
| NFH Securities and Futures Limited | Rep | 证券交易 | 2017-06-16 | 2017-10-19 |
| Neutral Financial Holding Company Limited | Rep | 就机构融资提供意见 | 2016-03-16 | 2016-10-07 |
| Rep | 提供资产管理 | 2016-03-16 | 2016-10-07 | |
| Rep | 证券交易 | 2016-03-16 | 2016-10-07 |