| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | RO | 就期货合约提供意见 | 2026-09-17 | - |
| RO | 期货合约交易 | 2026-09-17 | - | |
| Guotai Junan FX Limited | RO | 杠杆式外汇交易 | 2026-09-17 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | RO | 就证券提供意见 | 2025-12-18 | - |
| RO | 证券交易 | 2025-12-18 | - | |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2024-06-18 | 2026-09-17 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2024-01-23 | 2025-12-18 |
| Rep | 证券交易 | 2024-01-23 | 2025-12-18 | |
| BOCHK Asset Management Limited | Rep | 就证券提供意见 | 2020-12-17 | 2024-01-15 |
| Rep | 提供资产管理 | 2020-12-17 | 2024-01-15 | |
| Rep | 证券交易 | 2020-12-17 | 2024-01-15 |