| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | Rep | 提供自动化交易服务 | 2023-07-24 | 2024-04-30 |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2023-06-08 | 2024-04-30 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2023-06-08 | 2024-04-30 |
| Rep | 证券交易 | 2023-06-08 | 2024-04-30 | |
| Sunrise Brokers (Hong Kong) Limited | Rep | 期货合约交易 | 2022-09-14 | 2022-12-30 |
| Rep | 证券交易 | 2022-09-14 | 2022-12-30 | |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2020-12-18 | 2022-07-10 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2020-12-18 | 2022-07-10 |