| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | 提供资产管理 | 2025-07-09 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 就期货合约提供意见 | 2025-07-09 | - |
| Rep | 期货合约交易 | 2025-07-09 | - | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就证券提供意见 | 2025-07-09 | - |
| Rep | 证券交易 | 2025-07-09 | - | |
| SC Lowy Asset Management (HK) Limited | Rep | 提供资产管理 | 2023-11-03 | 2025-02-28 |
| SC Lowy Financial (HK) Limited | Rep | 证券交易 | 2022-01-11 | 2025-02-28 |
| BOCOM International Asset Management Limited | Rep | 就证券提供意见 | 2020-12-21 | 2021-11-19 |
| Rep | 提供资产管理 | 2020-12-21 | 2021-11-19 | |
| Rep | 证券交易 | 2020-12-21 | 2021-11-19 |
已采集记录中暂无金管局登记。